Fraud and Regulatory Control  
  Green Jungle Security Information   Names and numbers of public and private agencies that regulate investments and/or help consumers screen financial planners, from Green Jungle.

    Warning on Elder Financial Abuse   InsWeb provides a thoughtful and informative article on financial abuse of the elderly

    Securities & Exchange Commission   The SEC home page provides information about enforcement, current news, small business features, investor complaints, the EDGAR database of corporate information and much more.

    List of State Securities Regulators   These are the state agencies which, like the Securities and Exchange Commission itself, protect the public from investment fraud and abuses. List provides address and telephone.

    Investor Alerts   Invaluable list of special alerts about fraud and abuse detected by the SEC. This is one of those cases where "what you don’t know can hurt you." Stay informed through this useful list of alerts.

    Where to File Complaints   The SEC Division of Enforcement Complaint Center is the place to direct your complaints and information about abuses of securities laws.

    NASDAQ   General information about investor protection on the NASDAQ stock exchange.

    New York Stock Exchange   Investor protection on the New York Stock Exchange.

    StockUp   Information about investor rights and other investor protection information from StockUp, a comprehensive investor information site.


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